What is Investment Fraud Law?

Investment Fraud Law is a crucial branch of finance law that an experienced investment fraud lawyer will help you navigate. 

This complex and multifaceted area of law deals with financial misconduct that intentionally deceives or misleads investors, often resulting in significant financial losses.

Misrepresentation of critical financial data, insider trading, and manipulation of a security’s price or volume are just a few types of offenses that come under the purview of Investment Fraud Law. 

As our financial world becomes more interconnected, investors need to understand what constitutes investment fraud. 

You’re not alone if you find yourself in a precarious situation that may be securities fraud. Our securities litigation attorneys are equipped with the expertise and experience to guide you.

Types of Investment Fraud Lawsuits

When you have a knowledgeable securities fraud lawyer, identifying potential investment fraud becomes a manageable task, and it’s the first significant step in safeguarding your financial interests. 

At Audet & Partners, LLP, we bring our years of experience and industry-specific knowledge to the fore in handling diverse investment fraud lawsuits. Here are some common types that fall under this category:

Insider Trading

This type of investment fraud involves corporate insiders using non-public, material information for financial gain. Insider trading is illegal due to its unfairness and potential for damaging investor confidence. An experienced investment fraud lawyer can help you build a strong case if you suspect this type of fraudulent activity.

Ponzi Schemes

Named after Charles Ponzi, who duped thousands of investors in the 1920s, these are fraudulent investment operations promising high returns with little risk. Such schemes use the funds from new investors to pay older ones, leading to inevitable collapse. Our investment fraud lawyer can help victims of Ponzi schemes recover their investments.

Misrepresentation or Omission

A major part of investment decisions hinges on the accuracy and completeness of financial information a company or broker provides. Misrepresentation or omission of crucial data can lead investors astray, causing them to make ill-informed decisions. If you’ve suffered financial losses due to such misleading actions, our team of securities fraud lawyers can help you explore your legal options.

Churning

This type of fraud involves excessive buying and selling of securities to generate commissions, often without regard for the client’s investment objectives. If you notice unusual activity in your trading account, our investor fraud attorneys can evaluate your situation and guide you on the next steps.

Breach of Fiduciary Duty

Directors, officers, and financial advisors have a legal obligation to act in the best interests of their clients or shareholders. Breaching this fiduciary duty could lead to significant financial losses for the latter. Our law firm specializes in pursuing cases of breach of fiduciary duty, ensuring that your rights are upheld.

Price Manipulation

Manipulating the price of a stock or any other security to artificially inflate or deflate its value for personal gain is a serious offense. Price manipulation can mislead investors, disrupt the fairness of securities markets, and lead to substantial financial damage. Our experienced lawyers are skilled in handling such cases, seeking justice for affected investors.

At Audet & Partners, LLP, our law firm handles cases related to unauthorized trading, selling away, overconcentration, and failure to supervise. Each type of investment fraud presents unique challenges, and our dedicated team of investment fraud lawyers is well-equipped to tackle them head-on. 

With the help of our investment fraud lawyer, you can confidently navigate the complexities of securities litigation and strive for the justice you deserve.

Investor Fraud

In the past few years, Audet & Partners, LLP has focused its work on this area of shareholder litigation related to mergers buyouts and bad faith issues. With the rise of IPOs, the issue of minority buyouts (or force-outs) and dissolution of founder/initial contribution is a new area of law that requires a dedicated and experienced attorney such as Mr. William Audet.

In the past, the firm has filed claims for breach of fiduciary duty due to the fact that the company’s directors and officers caused the company to violate the law or engage in other activities, exposing the company to criminal or civil penalties, massive losses, and damaging litigation such as securities fraud class actions. The fiduciary duties owed to a corporation by its directors and officers include the duties of due care and loyalty, and require directors and officers to obey the law (and cause the corporation to obey the law). In the past, we have filed cases in which the insiders obtained a corporate opportunity for personal gain without giving the corporation the chance to take full advantage of that opportunity, among other breaches. If you are a shareholder of a corporation which has been harmed through a breach of fiduciary duty by its officers and directors, or you have been ‘pushed out’ without sufficient compensation, you should seek our firm’s legal counsel.

What an Investment Fraud Lawyer Offers

Going it alone in investment fraud cases can be a perilous endeavor. The complexity of the financial system and intricate laws demand the expertise of an experienced investment fraud attorney. These professionals will help decode your case’s complexities and strategize, build, and present a compelling argument on your behalf. Our lawyers at Audet & Partners will navigate the challenging waters of negotiations, litigations, and settlements, relieving you of the burden.

Our investor fraud attorneys bring a wealth of knowledge on securities regulations. They can tap into a network of experts to support your case, ensuring your rights are protected and you receive the restitution you deserve.

Investor Fraud Attorneys Representing Clients in California and Beyond

Investment fraud can turn an investor’s world upside down. At Audet & Partners, LLP, we understand the damage caused by fraud, be they shareholders wronged by corporate misconduct or small investors deceived by sophisticated scams. 

We’ll fight for you, from the state of California to nationwide, standing tall against formidable corporations. Remember, securities fraud is not just a violation of trust; it’s a direct attack on your financial stability. If you’ve suffered, we’re here to offer our seasoned counsel. 

Contact us today, and leave it to us to navigate FINRA regulations and stock trading laws. We can set the wheels of justice in motion.